Regulatory Intelligence

Sep 17

SEC Adopts Reporting Enhancements for Registered Investment Companies and Provides Guidance on Open-End Fund Liquidity Risk Management Programs

The U.S. Securities and Exchange Commission has adopted a final rule to enhance reporting requirements for investment funds, including...

Sep 17

Guidelines on ESG fund names published in all EU languages

The European Securities and Markets Authority (ESMA) has released translations of its Guidelines on funds’ names using ESG or...

Aug 26

Draft bill for a 'Fund Market Strengthening Act' published

The Federal Ministry of Finance has published the draft bill for a "Fund Market Strengthening Act." This draft aims to implement the...

Mar 11, 2020

Regulatory Intelligence Service now with Law Browser – our digital library of regulatory rules

Anlagegrenzprüfung einer Master KAG

Oct 29, 2018

Triparty Collateral Management in the Investment Guideline Monitoring

We now support a custodian in the specification, implementation and test of triparty collateral management in the investment guideline...

Oct 16, 2018

Regulatory Intelligence Service expanded

We have added a few interesting sources of regulatory information from Hong Kong, Ireland, Luxembourg and Singapore to our Regulatory...